The Company
Are you ready to join an industry leader with a rich history and a global reputation for excellence? This well-established organisation is at the forefront of the precious metals industry, offering innovative products and services to a diverse client base, including retail investors, institutions, and wholesale clients.
Renowned for their commitment to quality, trust, and innovation, this company has set the benchmark for success in their field. With state-of-the-art facilities and a customer-first approach, they are dedicated to providing premium solutions and building long-lasting relationships.
If you’re passionate about finance, commodities, or operations and want to work with a team of highly skilled professionals who are shaping the future of the industry, this is the perfect opportunity to take your career to the next level.
The Job
Reporting to the Group Legal & Compliance Officer, you will oversee the compliance team to ensure adherence to standards, mitigate risks, and uphold the organisation's reputation as the primary escalation point. Your duties will include:
- Leading the AML Compliance Programme, ensuring alignment with legislative requirements and group standards; providing strategic direction and recommending policy improvements.
- Managing and supporting the Compliance team, setting performance objectives, and acting as the primary escalation point for Enhanced Customer Due Diligence investigations.
- Conducting regular AML/CTF risk assessments, implementing compliance monitoring, and collaborating on optimising compliance systems.
- Developing, reviewing, and updating policies and procedures to address financial crime, regulatory changes, and industry-specific risks.
- Delivering training programmes to enhance staff awareness of AML/CTF regulations and fostering a compliance-focused culture.
- Ensuring the quality and efficiency of compliance processes, supporting initiatives for operational improvements, and conducting control testing.
- Handling complex compliance escalations and providing regular updates on risks, investigations, and team activities to senior leadership.
You
To be successful in this role, you will need experience in the following areas:
- Degree-qualified in Law, Compliance, or a related field, with certification as a compliance professional preferred.
- A minimum of 5 years’ experience in AML/CTF within a regulated industry sector.
- Proven ability to develop and implement Compliance Management Frameworks, lead effective compliance teams and foster a strong compliance culture.
- Extensive understanding of AML/CTF legislation, regulatory standards and AUSTRAC requirements.
- Excellent interpersonal skills to engage with senior management, regulators, and stakeholders.
How to Apply
This is a fantastic opportunity to join a reputable and rapidly growing organisation renowned for its exceptional work environment and entrepreneurial spirit. To apply, kindly send your application to sbolster@sbrecruitment.com or contact Sarah Bolster at 02 9002 5001 for a confidential discussion.
